SETI, Astrobiology and Red Dwarfs

If you’ve been following the KIC 8462852 story, you’ll want to be aware of Paul Carr’s Dream of the Open Channel blog, as well as his Wow! Signal Podcast, both of which make for absorbing conversation. In his latest blog post, Carr offers sensible advice about how to look at anomalies in our astronomical data. Dysonian SETI tries to spot such anomalies in hopes of uncovering the activities of an extraterrestrial civilization, but as Carr makes clear, this is an enterprise that needs to be slowly and patiently done, without jumping to any unwarranted assumptions.

Let me quote Carr on this important point:

…we will have to be patient, since we will be almost certainly be wrong at first, or perhaps just unlucky in our search. We don’t need to nail it exactly, but we will need to develop rough models of ET activity that distinguishes it from nature. These models would more or less fit the data that we think anomalous, would make testable predictions, and would show how to rule out at least known natural phenomena. Such a family of models may be available next year, or it may be in 100 years, but the more anomalous data we have, the more the models can be constrained.

This paragraph gets it right, taking it as a given that we have no idea whether there are extraterrestrial civilizations or, for that matter, life of any kind around other stars. We certainly have no idea how widespread either form of life might be, and in the case of Dysonian SETI, we would be looking at technologies so far in advance of ours that recognizing them for what they are (or might be) creates myriad challenges. So while we try to distinguish natural phenomena from the possibility of intelligent activity, we need to keep these profound limitations in mind.

Tabby’s Star, then, is a wonderful case in point, certainly a motivator for this kind of research (and, as we’ve seen, one capable of being sustained at least modestly by public funding), but we should also consider it in a broader perspective. The goal will be to build a catalog of unusual phenomena that can be consulted as we begin to differentiate among such targets. We may discover that all of these can be accounted for by natural processes, and if so, then we have learned something valuable about the universe. No small accomplishment, that.

Red Dwarfs and Astrobiology

Looking beyond SETI to more fundamental questions of astrobiology, we find ourselves in that unsettling period when we have instruments in the pipeline that can tell us much about the exoplanets we observe, but we’re not yet receiving the data that can make a definitive call on the existence of life elsewhere. Astrobiology will accumulate data at increasingly fine levels of detail as we move from missions like Kepler to searches around closer stars. Meanwhile, we have to tune up our models for detecting biosignatures as we wait for the technology to test them.

Here the Transiting Exoplanet Survey Satellite (TESS) comes to mind, as does PLATO (PLAnetary Transits and Oscillations of stars), and of course the James Webb Space Telescope. TESS is due for a 2017 launch, JWST for 2018 and PLATO for 2024. WFIRST (Wide Field Infrared Survey Telescope), scheduled for the mid-2020s, is likewise going to provide key exoplanet observations, and let’s not neglect the small photometric platform CHEOPS (CHaracterising ExOPlanet Satellite), which will sharpen the target lists of future ground-based observatories. We need to continue refining our answers to this question: What does life do to a planet that offers a key observable, and what are the best instruments to detect it.

Red dwarfs make excellent targets if we’re studying a planetary atmosphere to learn whether or not there are biomarkers there, and now we have a new paper from Avi Loeb (Harvard-Smithsonian Center for Astrophysics) that asks whether such stars may ultimately become home to the vast majority of cosmic civilizations. Working with Rafael Batista and David Sloan (both at Oxford University), Loeb acknowledges the obvious: We don’t know if stars like these can support life, and the authors call for building the datasets to find out. But if they can, then the implications are that most life in deep space will eventually be around such stars.

I say ‘eventually’ because M-dwarfs have lifetimes measured in the trillions of years, much greater than the 10 billion years or so that G-class dwarfs like our Sun can expect. And of course, around our own star life gets problematic within about a billion years. We have a planet that cannot be expected to remain habitable all the way to the last days of the Sun.

If life can form on planets around red dwarfs, then the probability of life grows much higher as we go further and further into the future, for these small stars are the most common kind of star in the galaxy, comprising as much as 80 percent of the stellar population. That would mean we are early to the dance, and a densely populated galaxy has simply not had time to develop. Loeb’s paper calculates the relative formation probability per unit time of habitable Earth-like planets within a fixed comoving volume of the Universe and finds red dwarfs favored:

“If you ask, ‘When is life most likely to emerge?’ you might naively say, ‘Now,'” says Loeb. “But we find that the chance of life grows much higher in the distant future.”

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Image: This artist’s conception shows a red dwarf star orbited by a pair of habitable planets. Because red dwarf stars live so long, the probability of cosmic life grows over time. As a result, Earthly life might be considered “premature.” Credit: Christine Pulliam (CfA).

Hence the importance of a biosignature detection. If we find such markers in the atmosphere of a red dwarf, we have learned something not only about that particular star, but about the prospect of life in later cosmic eras up to the ten trillion year lifetime of the average red dwarf. The universe we see has had 13.7 billion years to produce life, but we can only imagine what kinds of life might emerge in the future. As for the probability of our own emergence, let me quote from the paper:

One can certainly contend that our result presumes our existence, and we therefore have to exist at some time. Although our result puts the probability of finding ourselves at the current cosmic time within the 0.1% level, rare events do happen. In this context, we reiterate that our results are an order of magnitude estimate based on the most conservative set of assumptions within the standard ?CDM model.

Conservative indeed, and if we tweak the assumptions, it gets more extreme:

If one were to take into account more refined models of the beginning of life and observers, this would likely push the peak even farther into the future, and make our current time less probable. As an example, one could consider that the beginning of life on a planet would not happen immediately after the planet becomes ‘habitable’. Since we do not know the circumstances that led to life on Earth, it would be more realistic to assume that some random event must have occurred to initiate life, corresponding to a Poisson process [in probability theory, used to model random points in time and space]. This would suppress early emergence and thus shift the peak probability to the future.

Are we truly premature, or are we simply going to learn that life is not possible around stars in an M-dwarf habitable zone? We’ve considered all the possibilities many times in these pages. Tidally locked to its star, a planet like this would experience constant day on one side, constant night on the other, with ramifications for climate and habitability that remain controversial. Extreme radiation from solar flares in young M-dwarfs may scour the surface of life (or, on the other hand, act as an evolutionary spur). And such planets may be home to volcanic activity that can lead to runaway greenhouse effects (see A Mini-Neptune Transformation?).

In other words, life’s chances around G-class stars may be profoundly greater than around M-dwarfs, in which case the chance of life emerging does not increase as we move into the distant future. For these reasons, using our upcoming space missions to search for life around small red stars can help us place ourselves in the cosmic hierarchy. We need to learn what conditions a planet in the habitable zone of an M-dwarf can support, and the discovery of biosignatures there would cause us to re-evaluate our thoughts on ‘average’ life and its existence around Sun-like stars.

The paper is Loeb, Batista and Sloan, “Relative Likelihood for Life as a Function of Cosmic Time,” accepted for publication in Journal of Cosmology and Astroparticle Physics (preprint). A CfA news release is also available. Ben Guarino writes up Loeb’s findings in a helpful essay for the Washington Post.

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KIC 8462852: Fading in the Kepler Data

Those of you who have been following the controversy over the dimming of KIC 8462852 (Tabby’s Star) may remember an interesting note at the end of Bradley Schaefer’s last post on Centauri Dreams. Schaefer (Louisiana State University) had gone through his reasoning for finding a long-term dimming of the star in the DASCH (Digital Access to a Sky Century@Harvard) database. His third point about the star had to do with the work of Ben Montet (Caltech) and Joshua Simon (Carnegie Observatories).

Montet and Simon’s work relied on an interesting premise. Tabby’s Star had been discovered because it was in the Kepler field, and thus we had high-quality data on its behavior, the unusual light curves that the Planet Hunters team brought to the attention of Tabetha Boyajian. As the researchers note in a new paper, Kepler found ten significant dips in the light curve over the timespan of the Kepler mission, dips that were not only aperiodic but irregular in shape, and that varied enormously, from fractions of one percent up to 20% of the total flux of KIC 8462852.

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Image: Montage of flux time series for KIC 8462852 showing different portions of the 4-year Kepler observations with different vertical scalings. Panel ‘(c)’ is a blowup of the dip near day 793, (D800). The remaining three panels, ‘(d)’, ‘(e)’, and ‘(f)’, explore the dips which occur during the 90-day interval from day 1490 to day 1580 (D1500). Credit: Boyajian et al., 2015.

Schaefer noted in his Centauri Dreams post (see Further Thoughts on the Dimming of KIC 8462852) that if Tabby’s Star were actually fading at a rate of 0.164 mag/cen, then it should have undergone fading during the period it was under observation by Kepler (in fact, it should have faded by 0.0073 mag over the Kepler lifetime on the main Cygnus field). Montet and Simon have now presented us with their analysis in a paper just up on the arXiv server.

A fading of the kind Schaefer described would be well above the photometric precision of the Kepler instrument. Montet and Simon realized they could search for long-term trends by using the full-frame images (FFI) collected during the Kepler mission. Eight of these were recorded at the beginning of the mission, with another FFI recorded each month throughout the mission. Given that the mission lasted four years, a star dimming at the rate Schaefer suggests should decrease in brightness by 0.6% over the Kepler baseline. And as the authors point out, using FFI data avoids the removal of the dimming trend by the data processing pipeline.

The results: The study, which worked with KIC 8462852 and seven nearby comparison stars, found that in the first three years of the Kepler mission, Tabby’s Star dimmed at a rate of 0.341%±0.041% per year. Over the next six months, it decreased in brightness by 2.5%, and then stayed at that level during the duration of the primary Kepler mission. The paper continues:

We then compare this result to a similar analysis of other stars of similar brightness on the same detector, as well as stars with similar stellar properties, as listed in the KIC, in the Kepler field. We find that 0.5% of stars on the same detector and 0.7% of stars with similar stellar properties exhibit a long-term trend consistent with that observed for KIC 8462852 during the first three years of the Kepler mission. However, in no cases do we observe a flux decrement as extreme as the 2.5% dip observed in Quarters 12-14 of the mission. The total brightness change of KIC 8462852 is also larger than that of any other star we have identified in the Kepler images.

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Image: Photometry of KIC 8462852 as measured from the FFI data. The four colors and shapes (green squares, black circles, red diamonds, and blue triangles) represent measurements from the four separate channels the starlight reaches as the telescope rolls. The four subpanels show flux from each particular detector individually. The main figure combines all observations together; we apply three linear offsets to the data from different channels to minimize the scatter to a linear fit to the first 1100 days of data. In all four channels, the photometry is consistent with a linear decrease in flux for the first three years of the mission, followed by a rapid decrease in flux of ≈ 2.5% over the next six months. The light gray curve represents one possible Kepler long cadence light curve consistent with the FFI photometry created by fitting a spline to the FFI photometry as described in Section 4. The large dips observed by Boyajian et al. (2016) are visible but narrow relative to the cadence of FFI observations. The long cadence data behind this figure are available online. Credit: Montet & Simon.

M. A. Thompson (University of Hertfordshire) and colleagues published a recent study in Monthly Notices of the Royal Astronomical Society reporting their findings using millimetre and sub-millimetre photometry. The paper finds that a dust cloud orbiting Tabby’s Star would have to be no larger than 7.7 Earth masses of material within a radius of 200 AU, adding “Such low limits for the inner system make the catastrophic planetary disruption hypothesis unlikely.”

Montet and Simon don’t necessarily agree, but in any case there are other problems. The authors think the light curve is “…consistent with the transit of a cloud of optically thick material orbiting the star,” and that such a cloud could be small enough to meet Thompson and team’s requirements. The breakup of a small body or a recent collision producing a large dust cloud could also produce a cometary family that transited the host star as a single group. But we’re still not out of the woods:

To explain the transit ingress timescale, the cloud would need to be at impossibly large distances from the star or be slowly increasing in surface density. The flat bottom of the transit would then suggest a rapid transition into a region of uniform density in the cloud, which then continues to transit the star for at least the next year of the Kepler mission. Moreover, such a model does not naturally account for the long-term dimming in the light curve observed in both DASCH and the Kepler FFI data, suggesting that this idea is, at best, incomplete.

A deeply mysterious star, our KIC 846285. Montet and Simon call for alternative hypotheses and new data to help us explain existing observations, and we can be glad to have Tabetha Boyajian’s team on the case thanks to the success of the recent Kickstarter campaign. Observations are already in progress at the Las Cumbres Observatory Global Telescope Network, and the Kickstarter funds will take us deep into 2017. For more on the Las Cumbres work, see Corey Powell’s recent interview with Boyajian for Discover Magazine, from which this:

From our new observations, we’ll be able to tell a lot about the material that’s passing in front of the star: if it’s some kind of dusty thing, some kind of solid thing. [Boyajian’s working hypothesis is that the dimming is caused by a huge swarm of comets, set loose perhaps by some cataclysmic event around the star.] What’s also important is that we will also get a baseline of spectral observations so we can look at if there’s any radial velocity shift or if there’s any variable emission of the lines, things we’d expect comets to have.

The paper is Montet and Simon, “KIC 8462852 Faded Throughout the Kepler Mission,” submitted to the AAS Journals and available as a preprint. The Thompson paper on circumstellar dust in this system is “Constraints on the circumstellar dust around KIC 8462852,” published online by Monthly Notices of the Royal Astronomical Society 25 February 2016.

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Antimatter Acquisition: Harvesting in Space

Talking about antimatter, as we’ve done in the past two posts, leads to the question of why the stuff is so hard to find. When we make it on Earth, we do so by smashing protons into targets inside particle accelerators of the kind found at the Fermi National Accelerator Laboratory in Batavia, IL and CERN (the European Organization for Nuclear Research). It’s not exactly an efficient process from the antimatter production standpoint, as it produces a zoo of particles, anti-particles, x-rays and gamma rays, but it does give us enough antimatter to study.

But there is another way to find antimatter, for it occurs naturally in the outer Solar System and even closer to home. James Bickford (Draper Laboratory, Cambridge MA) has looked at how we might trap antimatter that occurs in the Earth’s radiation belts. In a report for NIAC back in 2006 (available here), Bickford laid out a strategy for using high temperature superconductors to form two pairs of RF coils with a radius of 100 meters, to be powered by nuclear or solar power. The idea is that the magnetic field created through the RF coils will concentrate and trap the incoming antiproton stream.

Now the model changes from production on Earth to harvesting natural antimatter in space. We get antimatter in the Solar System because high-energy galactic cosmic rays (GCR) bombard the upper atmosphere of the planets, causing ‘pair production,’ which is the creation of an elementary particle and its antiparticle. The kinetic energy of the cosmic ray particle is converted into mass when it collides with another particle. According to Bickford’s calculations, about a kilogram of antiprotons enter our Solar System every second, and any planet with a strong magnetic field is fair game for collection.

As the planet’s magnetic field holds the antimatter particles, they spiral along the magnetic field lines. This is a process that continually replenishes itself both for matter and antimatter. Jupiter is a source, but Saturn is even better, for a larger flux enters its atmosphere. Saturn is, in fact, the place where the largest total supply of antiprotons appears, with reactions in its rings injecting 250 micrograms per year into the planet’s magnetosphere. But we can start with the Earth, for the antimatter production process was confirmed here in 2011.

These results came from the PAMELA (Payload for Antimatter/Matter Exploration and Light-nuclei Astrophysics) satellite, a joint mission among scientists from Italy, Germany, Russia, and Sweden (see Antimatter Source Near the Earth). The most abundant source of antiprotons near us is found to be in a thin belt that extends from a few hundred to about 2000 kilometers above Earth, moving along Earth’s magnetic field lines and bouncing between the north and south magnetic poles.

sn-antiproton

Image: An antimatter reservoir near our planet in the form of a belt of antiprotons that lies within the innermost portion (pink) of Earth’s magnetosphere, the large bubble-like region interior to the blue arc that is controlled by the planet’s magnetic field. Credit: Aaron Kaase/NASA GSFC.

Compared to harvesting antimatter on Earth, space harvesting is five orders of magnitude more cost effective, and Bickford’s report suggests we could be collecting 25 nanograms of antimatter per day near our planet. And here’s a spectacular mission concept that can grow out of this, also drawn from the Bickford report:

The baseline concept of operations calls for a magnetic scoop to be placed in a low-inclination orbit, which cuts through the heart of the inner radiation belt where most antiprotons are trapped. Placing the vehicle in an orbit with an apogee of 3500 km and a perigee of 1500 km will enable it to intersect nearly the entire flux of the Earth’s antiproton belt. The baseline mission calls for a fraction of the total supply to be trapped over a period of days to weeks and then used to propel the vehicle to Saturn or other solar system body where there is a more plentiful supply. The vehicle then fully fills its antiproton trap and propels itself on a mission outside of our solar system.

We can imagine fuel depots in the Solar System that could support our growing infrastructure with missions to Mars and the asteroids. There is even the possibility, tantalizingly referenced in the report, of using the galactic cosmic ray flux enroute to a destination to further bulk up the fuel supply. It’s bracing stuff, and a reminder that when we talk about gathering antimatter for a mission, we aren’t necessarily limited to the sparse production from today’s colliders.

Symmetry Violations

But back to the original question. Why is antimatter so hard to find? If it is truly ‘mirror matter,’ as the title of Robert Forward’s book suggests, shouldn’t there be equal amounts of it, and shouldn’t that equality have prevailed from the beginning of the universe? It seems logical to think so, but of course if that had occurred, we would not be here to contemplate the problem.

Now we’re entering the realm of charge-parity (CP) symmetry, which asserts that physics should be unchanged if we plug in antiparticles where particles currently are. Most particle interactions show this charge-parity symmetry to hold, and it carries the implication that the universe should have begun with equal amounts of matter and antimatter. Why and where CP symmetry does fail is a serious question, one that has us looking for any observable violation of the principle.

We have no definitive answer, but we do have interesting results from the T2K experiment in Japan, as reported in New Scientist following their discussion at Neutrino 2016 (the XXVII International Conference on Neutrino Physics and Astrophysics), held in London in early July. The researchers at T2K have been monitoring the oscillations that occur when neutrinos spontaneously change ‘flavors’, from electron to muon to tau. Neutrinos as well as antineutrinos each come in these three types, and all three types can undergo such oscillations.

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Image: The inside of the Super-Kamiokande detector in Japan. Credit: T2K.

Observing that 32 muon neutrinos that traveled between the J-PARC accelerator in Tokai to the Super-Kamiokande neutrino detector in Kamioka had turned into electron neutrinos, the team ran the same experiment with muon antineutrinos. Charge-parity symmetry says that the rates of change should be the same, but the researchers report just four muon antineutrinos have changed into the anti-electron neutrino. The numbers are small but the possible violation of CP symmetry is provocative. Results from NoVA, a similar experiment sending neutrinos between Illinois and Minnesota, are showing roughly similar values for apparent CP violation.

More data are needed to reach any firm conclusions, but these results point to the direction of future work at both installations. Some process that violates CP symmetry has to be in place to explain the overwhelming difference between the amount of matter and antimatter in the universe. Thus we can expect any results showing deviations from this symmetry will make news. Meanwhile, from a propulsion standpoint, we have to reckon with the paucity of antimatter by imagining creative ways of creating or finding enough to use in our future experiments. Space-based antimatter harvesting may prove to be the most cost effective way to proceed.

I’ll close by quoting James Bickford in a 2014 interview, where I think he strikes just the right note about the need for small scale experiments as well as avoiding antimatter hype:

For the most part, propelling spacecraft to near the speed of light with antimatter lives in the realm of Star Trek. The technical obstacles are non-trivial and probably won’t be solved in the near future, if ever. From this perspective, the potential for antimatter probably has been overhyped. However, the small scale experiments are just the first baby steps that could help us down the long path. More importantly, research and development in this area is part of a broader framework that could help fundamental science and our understanding of the universe. Antimatter plays a central role in some of the Holy Grail problems of physics, such as the nature of dark matter and why matter dominates over antimatter.

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The Evolution of Antimatter Propulsion

Thinking about Eugen Sänger’s photon rocket concept inevitably calls to mind his Silbervogel design. The ‘Silverbird’ had nothing to do with antimatter but was a demonstration of the immense imaginative power of this man, who envisioned a bomber that would be launched by a rocket-powered sled into a sub-orbital trajectory. There it would skip off the upper atmosphere enroute to its target. The Silbervogel project was cancelled by the German government in 1942, but if you want to see a vividly realized alternate world where it flew, have a look at Allen Steele’s 2014 novel V-S Day, a page-turner if there ever was one.

I almost said that it was a shame we don’t have a fictionalized version of the photon rocket, but as we saw yesterday, there were powerful reasons why the design wouldn’t work, even if we could somehow ramp up antimatter production to fantastic levels (by today’s standards) and store and manipulate it efficiently. Energetic gamma rays could not be directed into an exhaust stream by the kind of ‘electron gas mirror’ that Sänger envisioned, although antimatter itself maintained its hold on generations of science fiction writers and scientists alike.

Enter the Antiproton

Sänger’s presentation at the International Astronautical Congress in 1953 came just two years ahead of the confirmation of the antiproton, first observed at the Berkeley Bevatron in 1955. Now we have something we can work with, at least theoretically. For unlike the annihilation of electrons and positrons, antiprotons and protons produce pi-mesons, or pions, when they meet. Pions don’t live long, with charged pions decaying into muons and muon neutrinos, while neutral pions decay into gamma rays. Those charged pions, however, turn out to be helpful indeed.

By the early 1980s, Robert Forward had realized that superconducting coils could be used to channel such charged pions, producing the kind of directed exhaust stream that so frustrated Sänger. Forward described the ‘magnetic nozzle’ in his book Mirror Matter (Wiley, 1988), but his first paper on the subject appeared in 1982, along with other papers on antimatter propulsion from Brice Cassenti and David Morgan, all of these in the fecund pages of the Journal of the British Interplanetary Society. Morgan (Lawrence Livermore National Laboratory) envisioned a three-meter nozzle using magnetic coils to channel charged pions, with an exhaust velocity fully 94 percent of the speed of light.

The gamma ray problem is still there, but in these designs, they appear in the exhaust well behind the rocket, even as the energy of the charged pions is used to heat a propellant like hydrogen or water which becomes the exhaust. Using methods like these, we could extract up to 50 percent of the energy unlocked by the annihilation of protons and antiprotons.

In broader terms, what Forward was proposing was to replace tons of chemical propellant with milligrams of matter. In a study he performed for the Air Force Rocket Propulsion Laboratory, he advocated the creation of facilities specifically dedicated to producing antimatter, as opposed to relying on the production of antimatter in particle accelerators as a by-product of other work. In this way, he believed, the cost could be brought down to about $10 million per milligram. Remember that a milligram of antimatter produces about the same energy as 20 tons of chemical fuel, making antimatter at this price level a better deal than chemical propulsion.

We’re not at Sänger-esque levels of specific impulse (3 X 107 seconds), but Giovanni Vulpetti was able to show later in the 1980s that a rocket working with the pions of proton/antiproton annihilation was capable of a specific impulse of 0.58c. Even so, antimatter’s numerous problems continue to bedevil us. Some of Robert Frisbee’s work in the same decade overcomes the antimatter storage issue by creating spacecraft thousands of kilometers long. These fantastic designs are rapier-thin and massive, hardly the sleek starships most science fiction has led us to expect, unless we look into SF’s most extravagant imaginings.

VARIES_concept

Image: Here’s one way of getting around those huge Frisbee rockets. This is Richard Obousy’s concept for VARIES, the Vacuum to Antimatter Rocket Interstellar Explorer System. Here the starship uses an immensely powerful laser to generate its own antimatter fuel, relying on Julian Schwinger’s work showing that electron-positron pairs can be generated out of the vacuum of space itself. Credit: Adrian Mann.

Excuse the digression, but Frisbee’s work calls up the memory of one of Paul Linebarger’s stranger stories. Writing as Cordwainer Smith, Linebarger created a short fable called “Golden the Ship Was – Oh! Oh! Oh!,” which ran in Amazing Stories in April of 1959. And just as Frisbee’s vast designs stretch physics to the limit by way of showing how unlikely an antimatter starship is at our current level of understanding, Linebarger’s golden ship is in most ways a chimera, although the powers threatening the Earth do not understand what they are seeing:

“That one ship is ninety million miles long, Your Highness. It shimmers like fire, but moves so fast that we cannot approach it. But it came into the center of our fleet almost touching our ships, stayed there twenty or thirty thousandths of a second. There it was, we thought. We saw the evidence of life on board: light beams waved: they examined us and then, of course, it lapsed back into nonspace. Ninety million miles, Your Highness. Old Earth has some stings yet and we do not know what the ship is doing.”

The pleasures of Cordwainer Smith are likewise vast and I won’t give anything more away about this short tale (you can find it reprinted in The Rediscovery of Man (NESFA Press, 1993). But back to proton/antiproton annihilation, which gets an interesting new wrinkle in the work of Friedwardt Winterberg. As examined in these pages by Adam Crowl (see Re-Thinking the Antimatter Rocket), Winterberg looks at how a plasma made of matter and antimatter in equal parts (an ‘ambiplasma’) can undergo extreme compression. Let me quote Crowl:

Essentially what Winterberg describes is generating a very high electron-positron current in the ambiplasma, while leaving the protons-antiprotons with a low energy. This high current generates a magnetic field that constricts rapidly, a so-called pinch discharge, but because it is a matter-antimatter mix it can collapse to a much denser state. Near nuclear densities can be achieved, assuming near-term technical advancements to currents of 170 kA and electron-positron energies of 1 GeV.

What we get is a gamma ray flux that is highly directional, forming a gamma-ray laser, a beam of gamma rays that, in conjunction with the annihilation chamber’s magnetic fields, produces thrust. The work draws on Winterberg’s thinking on deuterium fusion rockets (he was a key contributor to the original Project Daedalus starship design) and the magnetic compression of ions. Here we get a concept that would surely have delighted Eugen Sänger, as it provides for a highly directional gamma ray thrust that was the cornerstone of the photon rocket.

All these concepts assume substantial production of antimatter and major breakthroughs in storage, but in the nearer term, we will continue to explore antimatter’s possibilities in catalyzing nuclear fusion reactions, or intriguing spacecraft designs like Steven Howe’s ‘antimatter sail.’ In Howe’s work for NASA’s original Institute for Advanced Concepts, small amounts of antimatter are used to create fission as they encounter a sail impregnated with uranium. For more, see An Antimatter Driven Sail to the Kuiper Belt.

As we learn more about storage, and in particular methods involving stable antihydrogen (a positron and an antiproton), we can hope that methods of antimatter production, and even antimatter collection in the outer Solar System, will become better understood. It will take experimentation with tiny amounts of antimatter to help us understand its possible contribution to deep space exploration.

The Forward paper cited above is “Antimatter Propulsion,” JBIS 35 (1982), pp. 391-395. Brice Cassenti’s paper on antimatter is “Design Considerations for Relativistic Antimatter Rockets,” JBIS 35 (1982), pp. 396-404. David Morgan’s paper is “Concepts for the Design of an Antimatter Annihilation Rocket,” JBIS 35 (1982), pp. 405-413. Richard Obousy’s paper on VARIES is “Vacuum to Antimatter Rocket Interstellar Explorer System,” JBIS 64 (2012), pp. 378-386. Check the JBIS website for availability. The Winterberg paper is “Matter-Antimatter GeV Gamma Ray Laser Rocket Propulsion” (2011 — preprint).

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Antimatter Propulsion: Birth of a Concept

I spent this past weekend poking into antimatter propulsion concepts and in particular looking back at how the idea developed. Two scientists — Les Shepherd and Eugen Sänger — immediately came to mind. I don’t know when Sänger, an Austrian rocket designer who did most of his work in Germany, conceived the idea he would refer to as a ‘photon rocket,’ but he was writing about it by the early 1950s, just as Shepherd was discussing interstellar flight in the pages of the Journal of the British Interplanetary Society. A few thoughts:

Prof. Saenger - Bild

Sänger talked about antimatter propulsion at the 4th International Astronautical Congress, which took place in Zurich in 1953. I don’t have a copy of this presentation, though I know it’s available in a book called Space-Flight Problems (1953), which was published by the Swiss Astronautical Society and bills itself as a complete collection of all the lectures delivered that year in Zurich. If you like to track ideas as much as I do, you’ll possibly be interested in an English-language popularization of the idea in a 1965 book from McGraw Hill, Space Flight: Countdown for the Future, which Sänger wrote and Karl Frucht translated.

Greg Matloff has speculated that what may have drawn Sänger to antimatter is specific impulse, which reaches surreal heights if you can produce an exhaust velocity equal to the speed of light (see The Starflight Handbook for more on Matloff’s thinking). The speed of light being about 3 X 108 m/sec, Matloff worked out a specific impulse of 3 X 107 seconds. Recall that specific impulse measures engine efficiency. In other words, a higher specific impulse produces more thrust for the same amount of propellant.

Sänger must have been dazzled by this ultimate specific impulse, which he conceived possible only through the mutual annihilation of matter with antimatter. But recall that when Sänger was developing these ideas, the only form of antimatter known was the positron, or positively charged electron, which had been discovered by Carl Anderson in 1932 (he would win the Nobel for the work in 1936). When you bring positrons and electrons together, you produce gamma rays, an energetic form of electromagnetic radiation that moves at the speed of light.

Antimatter propulsion solved? Hardly. What the Sänger photon rocket had to do was to create a beam of gamma rays which could be channeled into an exhaust, somehow overcoming the problem that the gamma rays produced by the matter/antimatter annihilation emerge in random directions. They are highly energetic and would penetrate all known materials, a lethal problem for the crew and a showstopper for directed thrust unless Sänger could develop a kind of ‘electron-gas mirror’ to direct the gamma rays. Sänger never solved this problem.

The Radiator Problem

LR_Shepherd

Writing in 1952, Les Shepherd went to work on antimatter equally limited by the fact that only the positron was then known — the antiproton would not be confirmed until 1955 (by Emilio Segrè and Owen Chamberlain — Nobel in 1959). Shepherd was a nuclear fission specialist who helped to found the International Academy of Astronautics and served as president of the International Astronautical Federation (see my obituary for Shepherd from 2012 for more). And his 1952 paper “Interstellar Flight” remains a landmark in the field.

Even without the antiproton, Shepherd would have known about Paul Dirac’s prediction of its existence and doubtless speculated on the possibilities it might afford. As Giovanni Vulpetti told me just after Shepherd’s death:

Dr. Shepherd realized that the matter-antimatter annihilation might have the capability to give a spaceship a high enough speed to reach nearby stars. In other words, the concept of interstellar flight (by/for human beings) may go out from pure fantasy and (slowly) come into Science, simply because the Laws of Physics would, in principle, allow it! This fundamental concept of Astronautics was accepted by investigators in the subsequent three decades, and extended/generalized just before the end of the 2nd millennium.

Vulpetti himself has been a major figure in that extension of the concept, with papers like “Maximum terminal velocity of relativistic rocket” (Acta Astronautica, Vol. 12, No. 2, 1985, pp. 81-90); and “Antimatter Propulsion for Space Exploration” (JBIS Vol. 39, 1986, pp. 391-409). Many back issues of JBIS are available for a fee on the journal’s website (http://www.jbis.org.uk/), though I haven’t yet checked for this one. But be aware that Dr. Vulpetti is also making his papers available on his website (http://www.giovannivulpetti.eu/).

Looking back at Shepherd’s “Interstellar Flight” paper is a fascinating exercise. Assuming that we could solve the Sänger problem, Shepherd saw that there were other issues that made antimatter extremely problematic. Obviously, producing antimatter in the necessary amounts would be a factor, as would the key problem of storing it safely, but Shepherd had something else in mind when he wrote “The most serious factor restricting journeys to the stars, indeed, is not likely to be the limitation on velocity but rather limitation on acceleration.”

The paper then moves to examine what happens as we unleash the power of matter/antimatter annihilation. Have a look at this:

We see that a photon rocket accelerating at 1 g would require to dissipate power in the exhaust beam at the fantastic rate of 3 million Megawatts/tonne. If we suppose that the photons take the form of black-body radiation and that there is 1 sq metre of radiating surface available per tonne of vehicle mass then we can obtain the necessary surface temperature from the Stefan-Boltzmann law…

The result is an emitting surface that would reach temperatures of about 100,000 K. We need, in other words, to dispose of waste heat in the form of thermal radiation. Even assuming a way of channeling the gamma rays of positron/electron annihilation (or looking ahead to other forms of antimatter and their uses), Shepherd could see that accelerations high enough to shorten interstellar flight times drastically would have to solve the thermal dissipation problem.

The real difficulty, always assuming that we can find suitable energy sources for the job, lies in the unfavourable ratio of power dissipation to acceleration as soon as we become involved with high relative velocities. The problem is fundamental to any form of propulsion which involves non-conservative forces (e.g., the thrust of a rocket jet) to produce the necessary acceleration. The only method of acceleration which one can conceive that would not be subject to this difficulty, would be that caused by an external field of force.

So can we produce radiators that can handle temperatures of 100,000 K? Perhaps there are ways, but Shepherd could only note that the matter was so far beyond existing technologies as to make the speculation pointless. Sänger’s photon rocket — or any vehicle somehow creating an exhaust velocity near the speed of light, has to reckon with the radiator problem.

Remarkably ahead of their time, both Les Shepherd and Eugen Sänger helped define the problems of antimatter propulsion even before we had found the antiproton, a form of antimatter that offers new possibilities that would be explored by Robert Forward and many others. But more on that tomorrow.

The Sänger references are given above. Les Shepherd’s ground-breaking paper on interstellar propulsion is “Interstellar Flight,” JBIS, Vol. 11, 149-167, July 1952. For more background on this issue, see Adam Crowl’s Re-thinking the Antimatter Rocket, published here in 2012.

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