Centauri Dreams
Imagining and Planning Interstellar Exploration
Extraterrestrial: On ‘Oumuamua as Artifact
The reaction to Avi Loeb’s new book Extraterrestrial (Houghton Mifflin Harcourt, 2021) has been quick in coming and dual in nature. I’m seeing a certain animus being directed at the author in social media venues frequented by scientists, not so much for suggesting the possibility that ‘Oumuamua is an extraterrestrial technological artifact, but for triggering a wave of misleading articles in the press. The latter, that second half of the dual reaction, has certainly been widespread and, I have to agree with the critics, often uninformed.
Image credit: Kris Snibbe/Harvard file photo.
But let’s try to untangle this. Because my various software Net-sweepers collect most everything that washes up on ‘Oumuamua, I’m seeing stark headlines such as “Why Are We So Afraid of Extraterrestrials,” or “When Will We Get Serious about ET?” I’m making those particular headlines up, but they catch the gist of many of the stories I’ve seen. I can see why some of the scientists who spend their working days digging into exoplanet research, investigate SETI in various ways or ponder how to build the spacecraft that are helping us understand the Solar System would be nonplussed.
We are, as a matter of fact, taking the hypothesis of extraterrestrial life, even intelligent extraterrestrial life, more seriously now than ever before, and this is true not just among the general public but also within the community of working scientists. But I don’t see Avi Loeb saying anything that discounts that work. What I do see him saying in Extraterrestrial is that in the case of ‘Oumuamua, scientists are reluctant to consider a hypothesis of extraterrestrial technology even though it stands up to scrutiny — as a hypothesis — and offers as good an explanation as others I’ve seen. Well actually, better, because as Loeb says, it checks off more of the needed boxes.
Invariably, critics quote Sagan: “Extraordinary claims require extraordinary evidence.” Loeb is not overly impressed with the formulation, saying “evidence is evidence, no?” And he goes on: “I do believe that extraordinary conservatism keeps us extraordinarily ignorant. Put differently, the field doesn’t need more cautious detectives.” Fighting words, those. A solid rhetorical strategy, perhaps, but then caution is also baked into the scientific method, as well it should be. So let’s talk about caution and ‘Oumuamua.
Loeb grew up on his family’s farm south of Tel Aviv, hoping at an early age to become a philosopher but delayed in the quest by his military service, where he likewise began to turn to physics. An early project was the use of electrical discharges to propel projectiles, a concept that wound up receiving funding from the US Strategic Defense Initiative during the latter era of the Cold War. He proceeded to do postgraduate work at the Institute for Advanced Study in Princeton, mixing with the likes of Freeman Dyson and John Bahcall, and moved on to become a tenured professor at Harvard. Long before ‘Oumuamua, his life had begun to revolve around the story told in data. He seems to have always believed that data would lead him to an audacious conclusion, and perhaps primed by his childhood even to expect such an outcome.
I also detect a trace of the mischief-maker, though a very deliberate one. To mix cultures outrageously, Loeb came out of Beit Hanan with a bit of Loki in him. And he’s shrewd: “You ask nature a series of questions and listen carefully to the answers from experiments,” he writes of that era, a credo which likewise informs his present work. Extraterrestrial is offered as a critique of the way we approach the unknown via our scientific institutions, and the reaction to the extraterrestrial hypothesis is displaying many of the points he’s trying to make.
Can we discuss this alien artifact hypothesis in a rational way? Loeb is not sure we can, at least in some venues, given the assumptions and accumulated inertia he sees plaguing the academic community. He describes pressure on young postdocs to choose career paths that will fit into accepted ideas. He asks whether what we might call the science ‘establishment’ is simply top-heavy, a victim of its own inertia, so that the safer course for new students is not to challenge older models.
These seem like rational questions to me, and Loeb uses ‘Oumuamua as the rhetorical church-key that pops open the bottle. So let’s look at what we know about ‘Oumuamua with that in mind. The things that trigger our interest and raised eyebrows arrive as a set of anomalies. They include the fact that the object’s brightness varied by a factor of ten every eight hours, from which astronomers could deduce an extreme shape, much longer than wide. And despite a trajectory that had taken it near the Sun, ‘Oumuamua did not produce an infrared signature detectable by the Spitzer Space Telescope, leading to the conclusion that it must be small, perhaps 100 yards long, if that.
‘Oumuamua seemed to be cigar-like in shape, or else flat, either of these being shapes that had not been observed at these extremes in naturally occurring objects in space. Loeb also notes that despite its small size and odd shape, the object was ten times more reflective than typical asteroids or comets in our system. Various theories spawned from all this try to explain its origins, but a slight deviation in trajectory as ‘Oumuamua moved away from the Sun stood out in our two weeks of data. That deviation also took it out of the local standard of rest, which in itself was an unusual place for it to have been until its encounter with our Sun caused its motion to deviate.
I don’t want to go over ground we’ve already covered in some detail here in the past — a search for ‘Oumuamua in the archives will turn up numerous articles, of which the most germane to this review is probably ‘Oumuamua, Thin Films and Lightsails. This deals with Loeb’s work with Shmuel Bialy on the non-gravitational acceleration, which occurred despite a lack of evidence for either a cometary tail or gas emission and absorption lines. All this despite an approach to the Sun of a tight 0.25 AU.
The fact that we do not see outgassing that could cause this acceleration is not the problem. According to Loeb’s calculations, such a process would have caused ‘Oumuamua to lose about a tenth of its mass, and he points out that this could have been missed by our telescopes. What is problematic is the fact that the space around the object showed no trace of water, dust or carbon-based gases, which makes the comet hypothesis harder to defend. Moreover, whatever the cause of the acceleration, it did not change the spin rate, as we would expect from asymmetrical, naturally occurring jets of material pushing a comet nucleus in various directions.
Extraterrestrial should be on your shelf for a number of reasons, one of which is that it encapsulates the subsequent explanations scientists have given for ‘Oumuamua’s trajectory, including the possibility that it was made entirely of hydrogen, or the possibility that it began to break up at perihelion, causing its outward path to deviate (again, no evidence for this was evident to our instruments). And, of course, he makes the case for his hypothesis that sunlight bouncing off a thin sail would explain what we see, citing recent work on the likelihood that the object was disk-shaped.
So what do we do with such an object, beyond saying that none of our hypotheses can be validated by future observation since ‘Oumuamua is long gone (although do see the i4IS work on Project Lyra). Now we’re at the heart of the book, for as we’ve seen, Extraterrestrial is less about ‘Oumuamua itself and more about how we do science, and what the author sees as a too conservative approach that is fed by the demands of making a career. He’s compelled to ask: Shouldn’t the possibility of ‘Oumuamua being an extraterrestrial artifact, a technological object, be a bit less controversial than it appears to be, given the growth in our knowledge in recent decades? Let me quote the book:
Some of the resistance to the search for extraterrestrial intelligence boils down to conservatism, which many scientists adopt in order to minimize the number of mistakes they make during their careers. This is the path of least resistance, and it works; scientists who preserve their images in this way receive more honors, more awards, and more funding. Sadly, this also increases the force of their echo effect, for the funding establishes ever bigger research groups that parrot the same ideas. This can snowball; echo chambers amplify conservatism of thought, wringing the native curiosity out of young researchers, most of whom feel they must fall in line to secure a job. Unchecked, this trend could turn scientific consensus into a self-fulfilling prophecy.
Here I’m at sea. I’ve been writing about interstellar studies for the past twenty years and have made the acquaintance of many scientists both through digital interactions and conversations at conferences. I can’t say I’ve found many who are so conservative in their outlook as to resist the idea of other civilizations in the universe. I see ongoing SETI efforts like the privately funded Breakthrough Listen, which Loeb is connected to peripherally through his work with the Breakthrough Starshot initiative to send a probe to Proxima Centauri or other nearby stars. The book contains the background of Starshot by way of showing the public how sails might make sense as the best way to cross interstellar distances, perhaps like Starshot propelled by beamed energy.
I also see active research on astrobiology, while the entire field of exoplanetary science is frothing with activity. To my eye as a writer who covers these matters rather than a scientist, I see a field that is more willing to accept the possibility of extraterrestrial intelligence than ever before. But I’m not working within the field as Loeb is, so his chastening of tribal-like patterns of behavior reflects, I’m sure, his own experience.
When I wrote the piece mentioned above, ‘Oumuamua, Thin Films and Lightsails, it was by way of presenting Loeb’s work on the deviation of the object’s trajectory as caused by sunlight, which he produced following what he describes in the book as “the same scientific tenet I had always followed — a hypothesis that satisfied all the data ought to be considered.” If nature wasn’t producing objects shaped like that of a lightsail that could apparently accelerate through the pressure of photons from a star, then an extraterrestrial intelligence was the exotic hypothesis that could explain it.
The key statement: “If radiation pressure is the accelerating force, then ‘Oumuamua represents a new class of thin interstellar material, either produced naturally…or is of an artificial origin.”
After this, Loeb goes on to say, “everything blew up.” Which is why on my neighborhood walks various friends popped up in short order asking: “So is it true? Is it ET?” I could only reply that I had no idea, and refer them to the discussion of Loeb’s paper on my site. Various headlines announcing that a Harvard astronomer had decided ‘Oumuamua was an alien craft have been all over the Internet. I can see why many in the field find this a nuisance, as they’re being besieged by people asking the same questions, and they have other work they’d presumably like to get on with.
So there are reasons why Extraterrestrial is, to some scientists, a needling, even cajoling book. I can see why some dislike the fact that it was written. But having to talk about one’s work is part of the job description, isn’t it? It was Ernest Rutherford who said that a good scientist should be able to explain his ideas to a barmaid. In these parlous times, we might change Rutherford’s dismissive ‘barmaid’ to a gender-neutral ‘blog writer’ or some such. But the point seems the same.
Isn’t communicating ideas part of the job description of anyone employed to do scientific research? So much of that research is funded by the public through their tax dollars, after all. If Loeb’s prickly book is forcing some scientists to take the time to explain why they think his hypothesis is unlikely, I cannot see that as a bad thing. Good for Avi Loeb, I’d say.
And whatever ‘Oumuamua is, we may all benefit from the discussion it has created. I enjoyed Loeb’s section on exotic theories within the physics community — he calls these “fashionable thought bubbles that currently hold sway in the field of astrophysics,” and in many quarters they seem comfortably accepted:
Despite the absence of experimental evidence, the mathematical ideas of supersymmetry, extra-spatial dimensions, string theory, Hawking radiation, and the multiverse are considered irrefutable and self-evident by the mainstream of theoretical physics. In the words of a prominent physicist at a conference that I attended: ‘These ideas must be true even without experimental tests to support them, because thousands of physicists believe in them and it is difficult to imagine that such a large community of mathematically gifted scientists could be wrong.”
That almost seems like a straw man argument, except that I don’t doubt someone actually said this — I’ve heard more or less the same sentiment voiced at conferences myself. Even so, I doubt many of the scientists I’ve gotten to know would go that far. But the broader point is sound. Remember, Loeb is all about data, and isn’t it true that multiverse ideas take us well beyond the realm of testable hypotheses? And yet many support them, as witness Leonard Susskind in his book The Black Hole War (2008):
“There is a philosophy that says that if something is unobservable — unobservable in principle — it is not part of science. If there is no way to falsify or confirm a hypothesis, it belongs to the realm of metaphysical speculation, together with astrology and spiritualism. By that standard, most of the universe has no scientific reality — it’s just a figment of our imaginations.”
So Loeb is engaging on this very charged issue that goes to the heart of what we mean by a hypothesis, about the falsifiability of an idea. We know where he stands:
Getting data and comparing it to our theoretical ideas provides a reality check and tells us we are not hallucinating. What is more, it reconfirms what is central to the discipline. Physics is not a recreational activity to make us feel good about ourselves. Physics is a dialogue with nature, not a monologue.
You can see why Extraterrestrial is raising hackles in some quarters, and why Loeb is being attacked for declaring ‘Oumuamua a technology. But of course he hasn’t announced ‘Oumuamua was an alien artifact. He’s said this is a hypothesis, not a statement of fact, and that it fits what we currently know, and that it is a plausible hypothesis and perhaps the most plausible among those that have been offered.
He goes on to call for deepening our commitment to Dysonian SETI, looking for signs of extraterrestrial intelligence through its artifacts, a field becoming known as astro-archaeology. And he considers what openness to the hypothesis could mean in terms of orienting our research and our imagination under the assumption that extraterrestrial intelligence is a likely outcome that should produce observables.
As I said above, Extraterrestrial should be on your shelf because it is above all else germane, with ‘Oumuamua being the tool for unlocking a discussion of how we do research and how we discuss the results. My hope is that it will give new public support to ongoing work that aims to answer the great question of whether we are alone in the universe. A great deal of that work continues even among many who find the ‘Oumuamua as technology hypothesis far-fetched and believe it over-reaches.
Is science too conservative to deal with a potentially alien artifact? I don’t think so, but I admire Avi Loeb for his willingness to shake things up and yank a few chains along the way. The debate makes for compelling drama and widens the sphere of discourse. He may well be right that by taking what he calls ”Oumuamua’s Wager” (based on Pascal’s Wager, and advocating for taking the extraterrestrial technology hypothesis seriously) we would open up new research channels or revivify stagnant ones.
Some of those neighbors of mine that I’ve mentioned actually dug ‘Oumuamua material out of arXiv when I told them about that service and how to use it, an outcome Ernest Rutherford would have appreciated. I see Extraterrestrial as written primarily for people like them, but if it does rattle the cages of some in the physics community, I think the field will somehow muddle through. Add in the fact that Loeb is a compelling prose stylist and you’ll find your time reading him well spent.
Crafting the Bussard Ramjet
The Bussard ramjet is an idea whose attractions do not fade, especially given stunning science fiction treatments like Poul Anderson’s novel Tau Zero. Not long ago I heard from Peter Schattschneider, a physicist and writer who has been exploring the Bussard concept in a soon to be published novel. In the article below, Dr. Schattschneider explains the complications involved in designing a realistic ramjet for his novel, with an interesting nod to a follow-up piece I’ll publish as soon as it is available on the work of John Ford Fishback, whose ideas on magnetic field configurations we have discussed in these pages before.
The author is professor emeritus in solid state physics at Technische Universität Wien, but he has also worked for a private engineering company as well as the French CNRS, and has been director of the Vienna University Service Center for Electron Microscopy. With more than 300 research articles in peer-reviewed journals and several monographs on electron-matter interaction, Dr. Schattschneider’s current research focuses on electron vortex beams, which are exotic probes for solid state spectroscopy. He tells me that his interest in physics emerged from an early fascination with science fiction, leading to the publication of several SF novels in German and many short stories in SF anthologies, some of them translated into English and French. As we see below, so-called ‘hard’ science fiction, scrupulously faithful to physics, demands attention to detail while pushing into fruitful speculation about future discovery.
by Peter Schattschneider
When the news about the BLC1 signal from Proxima Centauri came in, I was just finishing a scientific novel about an expedition to our neighbour star. Good news, I thought – the hype would spur interest in space travel. Disappointment set in immediately: Should the signal turn out to be real, this kind of science fiction would land in the dustbin.
Image: Peter Schattschneider. Credit & copyright: Klaus Ranger Fotografie.
The space ship in the novel is a Bussard ramjet. Collecting interstellar hydrogen with some kind of electrostatic or magnetic funnel that would operate like a giant vacuum cleaner is a great idea promoted by Robert W. Bussard in 1960 [1]. Interstellar protons (and some other stuff) enter the funnel at the ship‘s speed without further ado. Fusion to helium will not pose a problem in a century or so (ITER is almost working), conversion of the energy gain into thrust would work as in existing thrusters, and there you go!
Some order-of-magnitude calculations show that it isn‘t as simple as that. But more on that later. Let us first look at the more mundane problems occuring on a journey to our neighbour. The values given below were taken from my upcoming The EXODUS Incident [2], calculated for a ship mass of 1500 tons, an efficiency of 85% of the fusion energy going into thrust, an interstellar medium of density 1 hydrogen atom/cm3, completely ionized by means of electron strippers.
On the Way
Like existing ramjets the Bussard ramjet is an assisted take-off engine. In order to harvest fuel it needs a take-off speed, here 42 km/s, the escape velocity from the solar system. The faster a Bussard ramjet goes, the higher is the thrust, which means that one cannot assume a constant acceleration but must solve the dynamic rocket equation. The following table shows acceleration, speed and duration of the journey for different scoop radii.
At the midway point, the thrust is inverted to slow the ship down for arrival. To achieve an acceleration of the order of 1 g (as for instance in Poul Anderson’s celebrated novel Tau Zero [3]), the fusion drive must produce a thrust of 18 million Newton, about half the thrust of the Saturn-V. That doesn’t seem tremendous, but a short calculation reveals that one needs a scoop radius of about 3500 km to harvest enough fuel because the density of the interstellar medium is so low. Realizing magnetic or electric fields of this dimension is hardly imaginable, even for an advanced technology.
A perhaps more realistic funnel entrance of 200 km results in a time of flight of almost 500 years. Such a scenario would call for a generation starship. I thought that an acceleration of 0.1 g was perhaps a good compromise, avoiding both technical and social fantasizing. It stipulates a scoop radius of 1000 km, still enormous, but let us play the “what-if“ game: The journey would last 17.3 years, quite reasonable with future cryo-hibernation. The acceleration increases slowly, reaching a maximum of 0.1 g after 4 years. Interestingly, after that the acceleration decreases, although the speed and therefore the proton influx increases. This is because the relativistic mass of the ship increases with speed.
Fusion Drive
It has been pointed out by several authors that the “standard“ operation of a fusion reactor, burning Deuterium 2D into Helium 3He cannot work because the amount of 2D in interstellar space is too low. The proton-proton burning that would render p+p ? 2D for the 2D ? 3He reaction is 24 orders of magnitude (!) slower.
The interstellar ramjet seemed impossible until in 1975 Daniel Whitmire [4] proposed the Bethe-Weizsäcker or CNO cycle that operates in hot stars. Here, carbon, nitrogen and oxygen serve as catalysts. The reaction is fast enough for thrust production. The drawback is that it needs a very high core temperature of the plasma of several hundred million Kelvin. Reaction kinetics, cross sections and other gadgets stipulate a plasma volume of at least 6000 m3 which makes a spherical chamber of 11 m radius (for design aficionados a torus or – who knows? – a linear chamber of the same order of magnitude).
At this point, it should be noted that the results shown above were obtained without taking account of many limiting conditions (radiation losses, efficiency of the fusion process, drag, etc.) The numerical values are at best accurate to the first decimal. They should be understood as optimistic estimates, and not as input for the engineer.
Waste Heat
Radioactive high-energy by-products of the fusion process are blocked by a massive wall between the engine and the habitable section, made up of heavy elements. This is not the biggest problem because we already handle it in the experimental ITER design. The main problem is waste heat. The reactor produces 0.3 million GW. Assuming an efficiency of 85% going into thrust, the waste energy is still 47,000 GW in the form of neutrinos, high energy particles and thermal radiation. The habitable section should be at a considerable distance from the engine in order not to roast the crew. An optimistic estimate renders a distance of about 800 m, with several stacks of cooling fins in between. The surface temperature of the sternside hull would be at a comfortable 20-60 degrees Celsius. Without the shields, the hull would receive waste heat at a rate of 6 GW/m2, 5 million times more than the solar constant on earth.
Radiation shielding
An important aspect of the Bussard ramjet design is shielding from cosmic rays. At the maximum speed of 60% of light speed, interstellar hydrogen hits the bow with a kinetic energy of 200 MeV, dangerous for the crew. A.C. Clarke has proposed a protecting ice sheet at the bow of a starship in his novel The Songs of Distant Earth [5]. A similar solution is also known from modern proton cancer therapy. The penetration depth of such protons in tissue (or water, for that matter) is 26 cm. So it suffices to put a 26 cm thick water tank at the bow.
Artificial gravity
It is known that long periods of zero gravity are disastrous to the human body. It is therefore advised to have the ship rotate in order to create artificial gravity. In such an environment there are unusual phenomena, e.g. a different barometric height equation, or atmospheric turbulence caused by the Coriolis forces. Throwing an object in a rotating space ship has surprising consequences, exemplified in Fig. 1. Funny speculations about exquisite sporting activities are allowed.
Fig. 1: Freely falling objects in a rotating cylinder, thrown in different directions with the same starting speed. In this example, drawn from my novel, the cylinder has a radius of 45 m, rotating such that the artificial gravity on the inner hull is 0.3 g. The object is thrown with 40 km/h in different directions. Seen by an observer at rest, the cylinder rotates counterclockwise.
Scooping
The central question for scooping hydrogen is this: Which electric or magnetic field configuration allows us to collect a sufficient amount of interstellar hydrogen? There are solutions for manipulating charged particles: colliders use magnetic quadrupoles to keep the beam on track. The symmetry of the problem stipulates a cylindrical field configuration, such as ring coils or round electrostatic or magnetic lenses which are routinely used in electron microscopy. Such lenses are annular ferromagnetic yokes with a round bore hole of the order of a millimeter. They focus an incoming electron beam from a diameter of some microns to a nanometer spot.
Scaling the numbers up, one could dream of collecting incoming protons over tens of kilometers into a spot of less than 10 meters, good enough as input to a fusion chamber. This task is a formidable technological challenge. Anyway, it is prohibitive by the mere question of mass. Apart from that, one is still far away from the needed scoop radius of 1000 km.
The next best idea relates to the earth’s magnetic dipole field. It is known that charged particles follow the field lines over long distances, for instance causing aurora phenomena close to earth’s magnetic poles. So it seems that a simple ring coil producing a magnetic dipole is a promising device. Let’s have a closer look at the physics. In a magnetic field, charged particles obey the Lorentz force. Calculating the paths of the interstellar protons is then a simple matter of plugging the field into the force equation. The result for a dipole field is shown in Fig. 2.
Fig. 2: Some trajectories of protons starting at z=2R in the magnetic field of a ring coil of radius R that sits at the origin. Magnetic field lines (light blue) converge towards the loop hole. Only a small part of the protons would pass through the ring (red lines), spiralling down according to cyclotron gyration. The rest is deflected (black lines).
An important fact is seen here: the scoop radius is smaller than the coil radius. It turns out that it diminishes further when the starting point of the protons is set at higher z values. This starting point is defined where the coil field is as low as the galactic magnetic field (~1 nT). Taking a maximum field of a few Tesla at the origin and the 1/(z/R)3 decay of the dipole field, where R is the coil radius (10 m in the example), the charged particles begin to sense the scooping field at a distance of 10 km. The scoop radius at this distance is a ridiculously small – 2 cm. All particles outside this radius are deflected, producing drag.
That said, loop coils are hopelessly inefficient for hydrogen scooping, but they are ideal braking devices for future deep space probes, and interestingly they may also serve as protection shields against cosmic radiation. On Proxima b, strong flares of the star create particle showers, largely protons of 10 to 50 MeV energy. A loop coil protects the crew as shown in Fig. 3.
Fig.3: Blue: Magnetic field lines from a horizontal superconducting current loop of radius R=30 cm. Red lines are radial trajectories of stellar flare protons of 10 MeV energy approaching from top. The loop and the mechanical protection plate (a 3 cm thick water reservoir colored in blue) are at z=0. It absorbs the few central impinging particles. The fast cyclotron motion of the protons creates a plasma aureole above the protective plate, drawn as a blue-green ring right above the coil. The field at the coil center is 6 Tesla, and 20 milliTesla at ground level.
After all this paraphernalia the central question remains: Can a sufficient amount of hydrogen be harvested? From the above it seems that magnetic dipole fields, or even a superposition of several dipole fields, cannot do the job. Surprisingly, this is not quite true. For it turns out that an arcane article from 1969 by a certain John Ford Fishback [6] gives us hope, but this is another story and will be narrated at a later time.
References
1. Robert W. Bussard: Galactic Matter and Interstellar Flight. Astronautica Acta 6 (1960), 1-14.
2. P. Schattschneider: The EXODUS Incident – A Scientific Novel. Springer Nature, Science and Fiction Series. May 2021, DOI: 10.1007/978-3-030-70019-5.
3. Poul Anderson: Tau Zero (1970).
4. Daniel P. Whitmire: Relativistic Spaceflight and the Catalytic Nuclear Ramjet. Acta Astronautica 2 (1975), 497-509.
5. Arthur C. Clarke: Songs of distant Earth (1986).
6. John F. Fishback: Relativistic Interstellar Space Flight. Astronautica Acta 15 (1969), 25-35.
Technosignatures: Looking to Planetary Atmospheres
While we often think about so-called Dysonian SETI, which looks for signatures of technology in our astronomical data, as a search for Dyson spheres, the parameter space it defines is getting to be quite wide. A technosignature has to be both observable as well as unique, to distinguish it from natural phenomena. Scientists working this aspect of SETI have considered not just waste heat (a number of searches for distinctive infrared signatures of Dyson spheres have been run), but also artificial illumination, technological features on planetary surfaces, artifacts not associated with a planet, stellar pollution and megastructures.
Thus the classic Dyson sphere, a star enclosed by a swarm or even shell of technologies to take maximum advantage of its output, is only one option for SETI research. As Ravi Kopparapu (NASA GSFC) and colleagues point out in an upcoming paper, we can also cross interestingly from biosignature searches to technosignatures by looking at planetary atmospheres.
Biosignature science is the more developed of the two fields, though we’re seeing a lot of activity in technosignature work, the robust nature of which can be seen in the extensive references the Kopparapu team identifies. As applied to atmospheres, a search for technosignatures can involve looking for various forms of pollution that flag industrial activity.
To my knowledge, most work on atmospheric pollution has targeted chlorofluorocarbons (CFCs), a useful choice because there is no biological source here, although our own use of CFCs occurred in a fairly brief window and for a specific purpose (refrigeration). The NASA work targets the much more ubiquitous nitrogen dioxide (NO2), which can be a by-product of an industrial process and in general is produced by any form of combustion.
As Kopparapu notes:
“In the lower atmosphere (about 10 to 15 kilometers or around 6.2 to 9.3 miles), NO2 from human activities dominate compared to non-human sources. Therefore, observing NO2 on a habitable planet could potentially indicate the presence of an industrialized civilization.”
Adds Giada Arney, a co-author on the paper and a colleague of Kopparapu at GSFC:
“On Earth, about 76 percent of NO2 emissions are due to industrial activity. If we observe NO2 on another planet, we will have to run models to estimate the maximum possible NO2 emissions one could have just from non-industrial sources. If we observe more NO2 than our models suggest is plausible from non-industrial sources, then the rest of the NO2 might be attributed to industrial activity. Yet there is always a possibility of a false positive in the search for life beyond Earth, and future work will be needed to ensure confidence in distinguishing true positives from false positives.”
Image: Artist’s illustration of a technologically advanced exoplanet. The colors are exaggerated to show the industrial pollution, which otherwise is not visible. Credit: NASA/Jay Freidlander.
This is evidently the first time NO2 has been examined in technosignature terms. The scientists deploy a cloud-free 1-dimensional photochemical model that uses the atmospheric temperature profile of today’s Earth to examine possible mixing ratio profiles of nitrogen oxide compounds on a planet orbiting several stellar types, one of them being a G-class star like the Sun, the others being a K6V and two M-dwarfs, one of these being Proxima Centauri. The authors then calculate the observability of these NO2 features, considering observing platforms like the James Webb Space Telescope and the projected Large UV/Optical/IR Surveyor (LUVOIR) instrument.
Usefully, atmospheric NO2 strongly absorbs some wavelengths of visible light, and the authors’ calculations show that an Earth-like planet orbiting a star like the Sun could be studied from as far as 30 light years away and an NO2 signature detected even with a civilization producing the pollutant at roughly the same levels we do today. This would involve observing at visible wavelengths over the course of at least 400 hours, which parallels what the Hubble instrument needed to produce its well-known Deep Field observations.
But adding yet more interest to K-class stars, whose fortunes as future targets for bio- and technosignature observations seem to be rising, is the fact that stars cooler than the Sun should generate a stronger NO2 signal. These stars produce less ultraviolet light that can break down NO2. As to M-dwarfs, we have this:
Further work is needed to explore the detectability of NO2 on Earth-like planets around M-dwarfs in direct imaging observations in the near-IR with ground-based 30 m class telescopes. NO2 concentrations increase on planets around cooler stars due to reduced availability of short-wavelength photons that can photolyze NO2 . Non-detectability at longer observation times could place upper limits on the amount [of] NO2 present on M-dwarf HZ planets like Prox Cen b.
Where work will proceed is in the model used to make these calculations, which will need to be more complex, as the paper acknowledges:
…when we prescribe water-ice and liquid water clouds, there is a moderate decrease in the SNR of the geometric albedo spectrum from LUVOIR-15 m, with present Earth-level NO2 concentration on an Earth-like planet around a Sun-like star at 10 pc. Clouds and aerosols can reduce the detectability and could mimic the NO2 feature, posing a challenge to the unique identification of this signature. This highlights the need for performing these calculations with a 3-D climate model which can simulate variability of the cloud cover and atmospheric dynamics self-consistently.
The authors consider biosignatures and technosignatures to be “two sides of the same coin,” a nod to the fact that we should be able to search for each at the same time with the next generation of observatories. Finding the common ground between biosignature research and SETI seems overdue, for a positive result for either would demonstrate life’s emergence elsewhere in the universe, and that remains question number one.
The paper is Kopparapu et al., “Nitrogen Dioxide Pollution as a Signature of Extraterrestrial Technology,” accepted at the Astrophysical Journal. (Preprint).
Interstellar Travel and Stellar Evolution
The stars move ever on. What seems like a fixed distance due to the limitations of our own longevity morphs over time into an evolving maze of galactic orbits as stars draw closer to and then farther away from each other. If we were truly long-lived, we might ask why anyone would be in such a hurry to mount an expedition to Alpha Centauri. Right now we’d have to travel 4.2 light years to get to Proxima Centauri and its interesting habitable zone planet. But 28,000 years from now, Alpha Centauri — all three stars — will have drawn to within 3.2 light years of us.
But we can do a lot better than that. Gliese 710 is an M-dwarf about 64 light years away in the constellation Serpens Cauda. For the patient among us, it will move in about 1.3 million years to within 14,000 AU, placing it well within the Oort Cloud and making it an obvious candidate for worst cometary orbit disruptor of all time. But read on. Stars have come much closer than this. [Addendum: A reader points out that some sources list this star as a K-dwarf, rather than class M. Point taken: My NASA source describes it as “orange-red or red dwarf star of spectral and luminosity K5-M1 V.” So Gliese 710 is a close call in more ways than one].
In any case, imagine another star being 14,000 AU away, 20 times closer than Proxima Centauri is right now. Suddenly interstellar flight looks a bit more plausible, just as it would if we could, by some miracle, find ourselves in a globular cluster like M80, where stellar distances, at the densest point, can be something on the order of the size of the Solar System.
Image: This stellar swarm is M80 (NGC 6093), one of the densest of the 147 known globular star clusters in the Milky Way galaxy. Located about 28,000 light-years from Earth, M80 contains hundreds of thousands of stars, all held together by their mutual gravitational attraction. Globular clusters are particularly useful for studying stellar evolution, since all of the stars in the cluster have the same age (about 12 billion years), but cover a range of stellar masses. Every star visible in this image is either more highly evolved than, or in a few rare cases more massive than, our own Sun. Especially obvious are the bright red giants, which are stars similar to the Sun in mass that are nearing the ends of their lives. Credit: NASA, The Hubble Heritage Team, STScI, AURA.
These thoughts are triggered by a paper from Bradley Hansen and Ben Zuckerman, both at UCLA, with the interesting title “Minimal Conditions for Survival of Technological Civilizations in the Face of Stellar Evolution.” The authors note the long-haul perspective: The physical barriers we associate with interstellar travel are eased dramatically if species attempt such journeys only in times of close stellar passage. Put another star within 1500 AU, dramatically closer than even Gliese 710 will one day be, and the travel time is reduced perhaps two orders of magnitude compared with the times needed to travel under average stellar separations near the Sun today.
I find this an interesting thought experiment, because it helps me visualize the galaxy in motion and our place within it in the time of our civilization (whether or not our civilization will last is Frank Drake’s L factor in his famous equation, and for today I posit no answer). All depends upon the density of stars in our corner of the Orion Arm and their kinematics, so location in the galaxy is the key. Just how far apart are stars in Sol’s neighborhood right now?
Drawing on research from Gaia data as well as the stellar census of the local 10-parsec volume compiled by the REsearch Consortium On Nearby Stars (RECONS), we find that 81 percent of the main-sequence stars in this volume have masses below half that of the Sun, meaning most of the close passages we would experience will be with M-dwarfs. The average distance between stars in our neck of the woods is 3.85 light years, pretty close to what separates us from Alpha Centauri. RECONS counts 232 single-star systems and 85 multiple in this space.
Hansen and Zuckerman are intrigued. They ask what a truly patient civilization might do to make interstellar travel happen only at times when a star is close by. We can’t know whether a given civilization would necessarily expand to other stars, but the authors think there is one reason that would compel even the most recalcitrant into attempting the journey. That would be the swelling of the parent star to red giant status. Here’s the question:
As mentioned above, this stellar number density yields an average nearest neighbor distance between stars of 3.85 light years. However, such estimates rely on the standard snapshot picture of interstellar migration ? that a civilization decides to embark instantaneously (at least, in cosmological terms) and must simply accept the local interstellar geography as is. If one were prepared to wait for the opportune moment, then how much could one reduce the travel distance, and thus the travel time?
Maybe advanced civilizations don’t tend to make interstellar journeys until they have to, meaning when problems arise with their central star. If this is the case, we might expect stars in close proximity at any given era — ruling out close binaries but talking only about stars that are passing and not gravitationally bound — to be those between which we could see signs of activity, perhaps as artifacts in our data implying migration away from a star whose gradual expansion toward future red giant phase is rendering life on its planets more and more unlivable.
Here we might keep in mind that in our part of the galaxy, about 8.5 kiloparsecs out from galactic center, the density of stars is what the authors describe as only ‘modest.’ Higher encounter rates occur depending on how close we want to approach galactic center.
Reading this paper reminds me why I wish I had the talent to be a science fiction writer. Stepping back to take the ‘deep time’ view of galactic evolution fires the imagination as little else can. But I leave fiction to others. What Hansen and Zuckerman point out is that we can look at our own Solar System in these same terms. Their research shows that if we take the encounter rate they derive for our Sun and multiply it by the 4.6 billion year age of our system, we can assume that at some point within that time a star passed within a breathtaking 780 AU.
Image: A passing star could dislodge comets from otherwise stable orbits so that they enter the inner system, with huge implications for habitable worlds. Is this a driver for travel between stars? Credit: NASA/JPL-Caltech).
Now let’s look forward. A gradually brightening Sun eventually pushes us — our descendants, perhaps, or whatever species might be on Earth then — to consider leaving the Solar System. Recent work sees this occurring when the Sun reaches an age of about 5.7 billion years. Thus the estimate for remaining habitability on Earth is about a billion years. The paper’s calculations show that within this timeframe, the median distance of closest stellar approach to the Sun is 1500 AU, with an 81 percent chance that a star will close to within 5000 AU. From the paper:
Thus, an attempt to migrate enough of a terrestrial civilization to ensure longevity can be met within the minimum requirement of travel between 1500 and 5000 AU. This is two orders of magnitude smaller than the current distance to Proxima Cen. The duration of an encounter, with the closest approach at 1500 AU, assuming stellar relative velocities of 50km/s, is 143 years. In the spirit of minimum requirements, we note that our current interstellar travel capabilities are represented by the Voyager missions (Stone et al. 2005); these, which rely on gravity assists off the giant planets, have achieved effective terminal velocities of ? 20 km/s. The escape velocity from the surface of Jupiter is ? 61 km/s, so it is likely one can increase these speeds by a factor of 2 and achieve rendezvous on timescales of order a century.
My takeaway on this parallels what the authors say: We can conceive of an interstellar journey in this distant era that relies on technologies not terribly advanced beyond where we are today, with travel times on the order of a century. The odds on such a journey being feasible for other civilizations rise as we move closer to galactic center. At 2.2 kiloparsecs from the center, where peak density seems to occur, the characteristic encounter distance is 250 AU over the course of 10 billion years, or an average 800 AU during a single one billion year period.
You might ask, as the authors do, how binary star systems would affect these outcomes, and it’s an interesting point. Perhaps 80 percent of all G-class star binaries will have separations of 1000 AU or less, which the authors consider disruptive to planet formation. Where technological civilizations do arise in binary systems, having a companion star is an obvious driver for interstellar travel. But single stars like ours would demand migration to another system.
We can plug Hansen and Zuckerman’s work into the ongoing discussion of interstellar migration. From the paper:
Our hypothesis bears resemblance to the slow limit in models of interstellar expansion (Wright et al. 2014; Carroll-Nellenback et al. 2019). In a model in which civilizations diffuse away from their original locations with a range of possible speeds, the behavior at low speeds is no longer a diffusion wave but rather a random seeding dominated by the interstellar dispersion. Even in this limit, the large age of the Galaxy allows for widespread colonization unless the migration speeds are sufficiently small. In this sense our treatment converges with prior work, but our focus is very different. We are primarily interested in how a long-lived technological civilization may respond to stellar evolution and not how such civilizations may pursue expansion as a goal in and of itself. Thus our discussion demonstrates the requirements for technological civilizations to survive the evolution of their host star, even in the event that widespread colonization is physically infeasible.
It’s interesting that the close passage of a second star is a way to reduce the search space for SETI purposes if we go looking for the technological signature of a civilization in motion. Separating out stars undergoing close passage from truly bound binaries is another matter, and one that would, the authors suggest, demand a solid program for eliminating false positives.
Ingenious. An imaginative exercise like this, or Greg Laughlin and Fred Adams’ recent work on ‘black cloud’ computing, offers us perspectives on the galactic scale, a good way to stretch mental muscles that can sometimes atrophy when limited to the near-term. Which is one reason I read science fiction and pursue papers from people working the far edge of astrophysics.
The paper is Hansen and Zuckerman, “Minimal conditions for survival of technological civilizations in the face of stellar evolution,” in process at the Astronomical Journal (preprint). Thanks to Antonio Tavani for the pointer on a paper I hadn’t yet discovered.
‘Farfarout’ Confirmed Far Beyond Pluto
One thing is certain about the now confirmed object that is being described as the most distant ever observed in our Solar System. We’ll just be getting used to using the official designation of 2018 AG37 (bestowed by the Minor Planet Center according to IAU protocol) when it will be given an official name, just as 2003 VB12 was transformed into Sedna and 2003 UB313 became Eris. It’s got a charming nickname, though, the jesting title “Farfarout.”
I assume the latter comes straight from the discovery team, and it’s a natural because the previous most distant object, found in 2018, was dubbed “Farout” by the same team of astronomers. That team includes Scott Sheppard (Carnegie Institution for Science), Chad Trujillo (Northern Arizona University) and David Tholen (University of Hawai?i). Farout, by the way, has the IAU designation 2018 VG18, but has not to my knowledge received an official name. Trans-Neptunian objects can be useful for investigating the gravitational effects of possible larger objects — like the putative Planet 9 — deep in the reaches of the system.
Image: Solar System distances to scale, showing the newly discovered planetoid, nicknamed “Farfarout,” compared to other known Solar System objects, including the previous record holder 2018 VG18 “Farout,” also found by the same team. Credit: Roberto Molar Candanosa, Scott S. Sheppard (Carnegie Institution for Science) and Brooks Bays (University of Hawai?i).
As to Farfarout, it turned up in data collected at the Subaru 8-meter telescope at Maunakea (Hawai?i) in 2018, with observations at Gemini North and the Magellan telescopes (Las Campanas Observatory, Chile) helping to constrain its orbit. Its average distance from the Sun appears to be 101 AU, but the orbit is elliptical, reaching 175 AU at aphelion and closing to 27 AU (inside the orbit of Neptune) at its closest approach to the Sun. That makes for a single revolution about the Sun that lasts a thousand years, and a long history of gravitational interactions with Neptune.
Farfarout is thought to be about 400 kilometers in diameter, making it a very small dwarf planet, though this would depend on interpretations of its albedo and the assumption that it is an icy object. In any case, its gravitational dealings with Neptune over the course of the Solar System’s history affect its usefulness as a marker for detecting massive objects further out. For that, we turn to objects like Sedna and 2012 VP113, which do not approach Neptune.
On the other hand, the Neptune interactions can be useful, as Chad Trujillo points out:
“Farfarout’s orbital dynamics can help us understand how Neptune formed and evolved, as Farfarout was likely thrown into the outer solar system by getting too close to Neptune in the distant past. Farfarout will likely strongly interact with Neptune again since their orbits continue to intersect.”
Image: An early estimate of Farfarout’s orbit. Credit: By Tomruen – JPL [1], CC BY-SA 4.0.
We’re at the early stages of our explorations of the outer system, and it’s safe to assume that a windfall of such objects awaits astronomers as our cameras and telescopes continue to improve. Sheppard, Tholen and Trujillo will doubtless turn up more as they continue the hunt for Planet 9.
Imaging Alpha Centauri’s Habitable Zones
We may or may not have imaged a planet around Alpha Centauri A, possibly a ‘warm Neptune’ at an orbital distance of roughly 1 AU, the distance between Earth and the Sun. Let’s quickly move to the caveat: This finding is not a verified planet, and may in fact be an exozodiacal disk detection or even a glitch within the equipment used to see it.
But as the paper notes, the finding called C1 is “is not a known systematic artifact, and is consistent with being either a Neptune-to-Saturn-sized planet or an exozodiacal dust disk.“ So this is interesting.
As it may be some time before we can make the call on C1, I want to emphasize the importance not so much of the possible planet but the method used to investigate it. For what the team behind a new paper in Nature Communications has revealed is a system for imaging in the mid-infrared, coupled with long observing times that can extend the capabilities of ground-based telescopes to capture planets in the habitable zone of other nearby stars.
Lead author Kevin Wagner (University of Arizona Steward Observatory) and colleagues describe a method showing a tenfold improvement over existing direct imaging solutions. Wavelength is important here, for exoplanet imaging usually works at infrared wavelengths below the optimum. Wagner points to the nature of observations from a warm planetary surface to explain why the wavelengths where planets are brightest can be problematic:
“There is a good reason for that because the Earth itself is shining at you at those wavelengths. Infrared emissions from the sky, the camera and the telescope itself are essentially drowning out your signal. But the good reason to focus on these wavelengths is that’s where an Earthlike planet in the habitable zone around a sun-like star is going to shine brightest.”
With exoplanet imaging up to now operating below 5 microns, where background noise is low, the planets we’ve been successful at imaging have been young, hot worlds of Jupiter class in wide orbits. Let me quote from the paper on this as well:
Their high temperatures are a remnant of formation and reflect their youth (~1–100?Myr, compared to the Gyr ages of typical stars). Imaging potentially habitable planets will require imaging colder exoplanets on shorter orbits around mature stars. This leads to an opportunity in the mid-infrared (~10?µm), in which temperate planets are brightest. However, mid-infrared imaging introduces significant challenges. These are primarily related to the much higher thermal background—that saturates even sub-second exposures—and also the ~2–5× coarser spatial resolution due to the diffraction limit scaling with wavelength. With current state-of-the-art telescopes, mid-infrared imaging can resolve the habitable zones of roughly a dozen nearby stars, but it remains to be shown whether sensitivity to detect low-mass planets can be achieved.
Getting around these challenges is part of what Breakthrough Watch is trying to do via its NEAR (New Earths in the Alpha Centauri Region) experiment, which focuses on the technologies needed to directly image low-mass habitable-zone exoplanets. The telescope in question is the European Southern Observatory’s Very Large Telescope in Chile, where Wagner and company are working with an adaptive secondary telescope mirror designed to minimize atmospheric distortion. That effort works in combination with a light-blocking mask optimized for the mid-infrared to block the light of Centauri A and then Centauri B in sequence.
Remember that stable habitable zone orbits have been calculated for both of these stars. Switching between Centauri A and B rapidly — as fast as every 50 milliseconds, in a method called ‘chopping’ — allows both habitable zones to be scrutinized simultaneously. Background light is further reduced by image stacking and specialized software.
“We’re moving one star on and one star off the coronagraph every tenth of a second,” adds Wagner. “That allows us to observe each star for half of the time, and, importantly, it also allows us to subtract one frame from the subsequent frame, which removes everything that is essentially just noise from the camera and the telescope.”
Among possible systematic artifacts, the paper notes the presence of ‘negative arcs’ due to reflections that are introduced within the system and must be eliminated. The image below shows the view before the artifacts have been removed and a second after that process is complete.
Image: This is Figure 2 from the paper. Caption: a high-pass filtered image without PSF subtraction or artifact removal. The ? Centauri B on-coronagraph images have been subtracted from the ? Centauri A on-coronagraph images, resulting in a central residual and two off-axis PSFs to the SE and NW of ? Centauri A and B, respectively. Systematic artifacts labeled 1–3 correspond to detector persistence from ? Centauri A, ? Centauri B, and an optical ghost of ? Centauri A. b Zoom-in on the inner regions following artifact removal and PSF subtraction. Regions impacted by detector persistence are masked for clarity. The approximate inner edge of the habitable zone of ? Centauri A13 is indicated by the dashed circle. A candidate detection is labeled as ‘C1’. Credit: Wagner et al.
Over the years, we’ve seen the size of possible planetary companions of Centauri A and B gradually constrained, and as the paper notes, radial velocity work has excluded planets more massive than 53 Earth masses in the habitable zone of Centauri A (by comparison, Jupiter is 318 Earth masses). The constraint at Centauri B is 8.4 Earth masses, meaning that in both cases, lower-mass planets could still be present and in stable orbits. We already know of two worlds orbiting the M-dwarf Proxima Centauri.
You can find the results of the team’s nearly 100 hours of observations (enough to collect more than 5 million images) in the 7 terabytes of data now made available at http://archive.eso.org. Wagner is forthcoming about the likelihood of the Centauri A finding being a planet:
“There is one point source that looks like what we would expect a planet to look like, that we can’t explain with any of the systematic error corrections. We are not at the level of confidence to say we discovered a planet around Alpha Centauri, but there is a signal there that could be that with some subsequent verification.”
A second imaging campaign is planned in several years, which could reveal the same possible exoplanet at a different part of its modeled orbit, with potential confirmation via radial velocity methods. From the paper:
The habitable zones of ? Centauri and other nearby stars could host multiple rocky planets–some of which may host suitable conditions for life. With a factor of two improvement in radius sensitivity (or a factor of four in brightness), habitable-zone super-Earths could be directly imaged within ? Centauri. An independent experiment (e.g., a second mid-infrared imaging campaign, as well as RV, astrometry, or reflected light observations) could also clarify the nature of C1 as an exoplanet, exozodiacal disk, or instrumental artifact. If confirmed as a planet or disk, C1 would have implications for the presence of other habitable zone planets. Mid-infrared imaging of the habitable zones of other nearby stars, such as ? Eridani, ? Indi, and ? Ceti is also possible.
It’s worth keeping in mind that the coming extremely large telescopes will bring significant new capabilities to ground-based imaging of planets around nearby stars. Whether or not we have a new planet in this nearest of all stellar systems to Earth, we do have significant progress at pushing the limits of ground-based observation, with positive implications for the ELTs.
The paper is Wagner et al., “Imaging low-mass planets within the habitable zone of ? Centauri,” Nature Communications 12: 922 (2021). Abstract / full text.